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CQC-C1101-2020: [2024 Edition] China Compulsory Certification Implementation Detailed-Rules - Motor vehicle
CQC-C1101-2020 [2024 Edition, 6th Revision]
CQC
CHINA COMPULSORY CERTIFICATION
IMPLEMENTATION DETAILED-RULES
CQC-C1101-2020
China Compulsory Certification Implementation Detailed-
Rules - Motor Vehicles
[2024 Edition / 6th Revision]
ISSUED ON: MAY 25, 2020
IMPLEMENTED ON: MAY 25, 2020
Issued by: China Quality Certification Center
Table of Contents
Foreword ... 4
1 Preface ... 11
1 Scope ... 11
2 Terms and definitions ... 11
3 Certification standards ... 12
4 Authentication mode ... 12
4.1 Basic mode ... 12
4.2 Single vehicle certification ... 13
5 Certification unit division ... 13
6 Certification entrustment ... 13
6.1 Proposal and acceptance of certification entrustment ... 13
6.2 Application materials ... 14
6.3 Implementation arrangements ... 14
7 Certification implementation ... 16
7.1 Type test ... 16
7.2 Initial factory inspection ... 19
7.3 Certification evaluation and decision ... 26
8 Post-certification supervision ... 26
8.1 Post-certification follow-up inspection ... 27
8.2 Taking samples for testing or inspection at the production site ... 28
8.3 Market sampling testing or inspection ... 29
8.4 Application of quality information ... 30
8.5 Frequency of post-certification supervision ... 30
8.6 Records of post-certification supervision ... 31
8.7 Evaluation of post-certification supervision results ... 31
8.8 Consistency parameter management ... 32
9 Certificate ... 32
9.1 Maintenance of certification certificates ... 32
9.2 Contents of certification certificate ... 32
9.3 Changes in certification certificates (including standard version changes) ... 33
9.4 Suspension, cancellation, revocation of certification certificates ... 34
9.5 Use of certification certificates ... 34
9.6 Electronic certificate ... 35
9.7 Certificate issuance within the same manufacturer ... 35
10 Certification mark and vehicle conformity certificate ... 35
10.1 Certification mark ... 35
10.2 Product conformity certificate ... 35
11 Charges ... 36
12 Processes and time limit requirements related to technical disputes, complaints,
appeals ... 36
Appendix 1 Certification items and requirements ... 37
Annex 1-1 Type test items and standards based ... 37
Annex 1-2 Type test for parallel imported vehicles ... 64
Annex 1-3 Single vehicle certification testing items and standards based ... 65
Appendix 2 Principles for classification of manufacturing enterprises ... 75
Appendix 3 Information required for compulsory certification of automotive products
... 77
Annex 3-1 Production consistency control plan and its execution report ... 80
Annex 3-2 -- Declaration on confirmation of non-mass-produced vehicle certification
mode ... 94
Annex 3-3 -- Self-commitment for automotive product environmental protection ... 95
Appendix 4 Certification implementation ... 97
Annex 4-1 -- Utilization of other certification results ... 97
Annex 4-2 -- Requirements for using production enterprise resources to implement testing
and the use of other certification results ... 99
Annex 4-3 -- Implementation procedures for self-inspection and self-certification of
category 4 vehicles ... 102
Annex 4-1 -- Self-commitment on quality responsibility for entrusted modification of
category 4 vehicles ... 105
Appendix 5 Technical judgment conditions for modified automobile products ... 107
Appendix 6 Production consistency review requirements for on-mass produced vehicle
... 109
Annex 6-1 -- Consistency verification test items for non-mass produced vehicle product
... 111
Appendix 7 Sampling test basis item list ... 116
Appendix 8 Vehicle conformity certificate format ... 120
China Compulsory Certification Implementation Detailed-
Rules - Motor Vehicles
1 Preface
The Automobile Implementation Detailed-Rules (hereinafter referred to as the
Implementation Detailed-Rules) are prepared, in accordance with the requirements of
the "Implementation rules for compulsory product certification - Motor vehicles"
(CNCA-C11-01:2020) (hereinafter referred to as the Product Implementation Detailed-
Rules). It is used as a supporting document for and in combination with the Product
Implementation Rules. In accordance with the implementation rules, the "Rules for
Cancellation, Suspension and Revocation of Certificate for Compulsory Product
Certification" (CNCA-00C-001), "Implementation rules for compulsory product
certification - Selection and Determination of Classified Management and Certification
Mode for Manufacturers" (CNCA-00C-003), "Utilization of Testing Resources and
Other Certification Results of Manufacturers under Compulsory Product Certification
Implementation Rules" (CNCA-00C-004), "Implementation Rules for Compulsory
Product Certification - Requirements for Factory Quality Assurance Capability"
(CNCA-00C-005), "Implementation Rules for Compulsory Product Certification -
General Requirements for Factory Inspection" (CNCA-00C-006), "Implementation
Rules for Compulsory Product Certification - Information Submission, Transmission
and Disclosure" (CNCA-00C-007), as well as relevant requirements of the China
Quality Certification Center (hereinafter referred to as CQC) quality manual, procedure
documents, work instructions, etc., this Implementation Detailed-Rule is formulated
and published, based on the principles of maintaining the effectiveness of product
certification, improving product quality, serving certified enterprises, controlling
certification risks.
1 Scope
The product scope applicable to this Implementation Detailed-Rule shall be
implemented in accordance with Article 1 of the Product Implementation Rules; it shall
be adjusted in accordance with the catalog definition, catalog adjustment and other
announcements issued by the National Certification and Accreditation Administration
(hereinafter referred to as the NCAA).
2 Terms and definitions
The definition of vehicle can be found in GB/T 3730.1-2022 "Terms and definitions of
motor vehicles, trailers and combination vehicle - Part 1: Types", GB/T 17350-2009
"Terms marks and designation for special purpose vehicles and special trailers", GB
7258-2017 "Technical specifications for safety of power-driven vehicles operating on
roads". The classification of vehicles can be found in GB/T 15089-2001 "Classification
of power-driven vehicles and trailers". Other terms shall be implemented in accordance
with Article 2 of the Product Implementation Rules.
3 Certification standards
The standards, year number, Clause number based on which the certification is carried
out are shown in Annex 1 of this Implementation Detailed-Rules.
Manufacturing enterprises shall fully implement the national standards and regulations
on automobile and trailer product safety, environmental protection, energy conservation,
and anti-theft; meanwhile meet the requirements.
In principle, the standards based for certification testing shall implement the latest
version issued by the national standardization administrative department. When adding
or subtracting standards or using other versions of standards, the announcements issued
by the CNCA shall be followed; when the standards based for certification testing are
updated, it shall follow the technical decisions of the Automobile and Components
Technical Expert Group (TC11) of the CNCA.
4 Authentication mode
The certification model for automotive products is implemented in accordance with
Article 4 of the Product Implementation Rules.
CQC has formulated the "Production Enterprise Classification Principles" (see
Appendix 2) based on the product implementation rules and the "Compulsory Product
Certification Implementation Rules -- Selection and Determination of Classified
Management and Certification Mode for Manufacturers" (CNCA-00C-003) and other
relevant requirements. In the specific implementation of tests, initial factory inspections,
post-certification follow-up inspections, differentiated certification models are adopted
based on differences in production methods, corporate management levels, product
characteristics.
4.1 Basic mode
Type test + initial factory inspection (enterprise quality assurance capability and
product consistency inspection) + post-certification supervision
Mass-produced vehicles: Type test + initial factory inspection (enterprise quality
assurance capability and product consistency inspection) + post-certification
supervision, in which quality assurance capability and product consistency inspection
are conducted according to the production consistency inspection method.
Non-mass production vehicles: Type test + initial factory inspection (enterprise quality
assurance capability and product consistency inspection) + post-certification
supervision. Parallel imported vehicles are generally non-mass production vehicles. On
the basis of quality assurance capabilities and product consistency inspection, non-mass
production vehicle enterprises will add on-site sampling testing or inspection at the
production site or port.
4.2 Single vehicle certification
It is 100% inspected. It is applicable to small batches of imported products for
production and daily consumption, that have not obtained compulsory product
certification due to special purposes or special reasons ???. The relevant requirements
for single vehicle certification shall be implemented in accordance with the contents of
Article 5, Article 9.1, Annex 1-3 and Appendix 3 of this Implementation Detailed-Rules.
Note: ??? The scope of application for special purposes or due to special reasons is anti-
terrorism security, emergency rescue and disaster relief, emergency command, sports
competitions, road tests, major national production and construction projects and end-user use
(import purposes listed on the import license of the commerce department or the purpose of use
must be for corporate or personal use).
5 Certification unit division
The division of vehicle model series, units, models shall be carried out in accordance
with Article 5 of the Product Implementation Rules. The certification client can submit
a certification commission based on the model series or unit.
Products applied for using the single-vehicle certification model will not be divided into
units. Certificates will be issued based on the model and specific vehicle identification
number, with one certificate per vehicle.
6 Certification entrustment
6.1 Proposal and acceptance of certification entrustment
The certification client needs to submit the certification entrustment to CQC in an
appropriate manner. CQC will review the certification entrustment and provide
feedback on acceptance or rejection, in accordance with the time limit requirements in
The certification client submits an intention application to CQC (completed on the CQC
website http://www.cqc.com.cn); CQC accepts the intention application to start the
certification process.
The certification client submits certification materials (online or in writing) ??? CQC
reviews the information according to the application unit (or series), determines the test
plan and issues type test tasks ??? The certification client sends samples to the
designated laboratory for type testing according to the requirements of the type test plan;
the designated laboratory issues a type test report ??? CQC develops factory inspection
plan (if applicable) and arranges factory inspection, based on the production
consistency control plan submitted by the certification client (mass-produced vehicles;
for non-mass produced vehicles, it is conducted according to factory quality assurance
capability review + on-site product consistency testing or inspection) ??? Conduct
factory on-site inspection ??? Review type test report, factory inspection report;
evaluate and approve the certification results; issue certification certificate ???
Conduct post-certification supervision of certified products and production enterprises.
If the type test report is not carried out according to the above certification process and
a type test report is provided directly, when the test results of all test items meet the
standard requirements and the consistency review of the type test samples is passed,
THEN, the type test results can be judged as qualified. If factory inspection is carried
out for products that have not completed type testing, the certification client needs to
apply to CQC; it can be carried out at the same time after approval. For vehicles
modified on the basis of uncertified vehicle models (Article 7.2.3 of the Product
Implementation Rules), in principle, factory inspection is required after the type test is
completed.
6.3.2 Certification time limit
CQC's time limit requirements for each link of certification are in accordance with
CQC/07 Process 0101-2014 "Application Acceptance and Conformity Assessment
Process Quality Control Form", CQC/07 Process 0102-2014 "Product Certification
Change Application Acceptance and Conformity Assessment Process Quality Control
Form", etc. The certification client must actively cooperate with certification activities,
to ensure that relevant work is completed within the time limit.
Under normal circumstances, the certification certificate will be issued to the
certification client within 90 days??? from the acceptance of the certification entrustment,
including the type test time, initial factory inspection time, post-inspection report
submission time (when applicable), certification result evaluation and approval time, as
well as the time to prepare certificate and change approval form.
The completion time of the above certification activities does not include the time
required for the certification client to prepare materials, the time required for
rectification of non-conformities in test samples, the time for design identification, the
time for re-submission of samples for testing, the time for rectification of non-
conformities in factory inspections.
CQC will accept the certification client?€?s intention application within 2 working days;